McCafferty & Company, LLC – a registered broker-dealer seeks to maintain the highest standards of confidentiality to safeguard the privacy of our clients (each, a “Client”). We are providing this Privacy Notice to all our Clients who obtain financial services or products from us, in accordance with Title V of the Gramm-Leach-Bliley Act of 1999 and its implementing regulations.
Information About Individuals Associated with a Client
The non-public personal information we may retain about any individual associated with you (“Information”) comes primarily from any engagement agreements, due diligence, e-mails, or other documents that a Client may submit to us. We may also internally record Information about Client experiences with us, our affiliates, and others relating to the services or products we provide.
Our Privacy Policies
Our Internal Information Security
We limit access to Information to those of our staff and service providers who are involved in offering or administering the services and products that we offer. We maintain physical, electronic, and procedural safeguards designed to comply with federal standards to protect Information. We value our relationship with each Client and want to assure you that maintaining each Client’s privacy is important to us. If you have any question, please call Colin McCafferty, CEO and CCO of McCafferty & Company at (310) 551-4040.